Summary:
A leading global financial institution is seeking a senior-level compliance director to oversee regulatory risk management and conflicts governance for its investment banking, corporate banking and research divisions across the Americas. This highly visible leadership role will focus on managing information barriers, addressing complex conflicts of interest and ensuring regulatory compliance across a broad range of capital markets and corporate finance activities. The successful candidate will serve as a strategic partner to senior business leaders while maintaining robust relationships with global compliance counterparts and regulatory authorities.
Key Responsibilities:
Internal Stakeholder Relationships:
Regulatory Interfaces:
Requirements:
Preferred Qualifications:
If interested, please apply directly!
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